On the Cutting Edge of Regulatory Changes





It takes a lot of eyes, ears, minds and hands on deck to monitor the entire risk, information security and compliance paradigm.

That’s why you need a trusted partner that can help you successfully navigate what has become a complex and ever-changing environment.

FIS™ has developed a 360-degree portfolio – Risk, Information Security and Compliance (RISC) Solutions – to help guide you through the expected and prepare for the unpredictable, because whether threats or opportunities, you have to be as ready as possible for what’s next. Our consultants have the broad expertise and unique perspective to help you prioritize security and compliance needs, avoid large capital and operational expenses, and return your focus to your business and your customers.

Topical areas include:

  • BSA/AML
  • CFPB exam preparedness
  • CMS Optimization
  • Compliance program development
  • Compliance Training
  • Cybersecurity
  • Fair Lending, HMDA and UDAAP
  • Fraud management
  • Model validation
  • Mortgage servicing
  • Quality control audits
  • Risk assessments
  • Remediation services
  • TILA/RESPA/TRID

In addition to our proven industry expertise, FIS RISC Solutions has recently opened the Center of Regulatory Intelligence (Center) in the heart of Washington D.C. Our Center specialists transform the surveillance, analysis and intelligence gathering into actionable guidance so our clients can manage risks proactively versus reactively. And, FIS has partnered with the U.S. Department of Homeland Security, Microsoft® and FS-ISAC to provide leadership in keeping global threats in check.

We bring that expertise to you and more than 5,000 financial institutions of all sizes, providing the critical solutions needed to take complete control over risk, information security and compliance.

To learn more about the FIS RISC solutions, call 800.822.6758 or e-mail moreinfo@fisglobal.com.

Comprehensive Risk Management Solutions

On the Cutting Edge of Regulatory Changes






With our full suite of innovative financial services products and over 200 expert consultants, FIS™ Risk, Information Security and Compliance (RISC) Solutions provides comprehensive risk management solutions to support and strengthen your business.  Our experts offer a broad variety of services and solutions to provide institutions with a proactive risk and compliance management strategy. 

RISC Consulting

RISC Managed Services

RISC Software

Terrorism Finance

Be Prepared for Regulatory Changes

In 2015, the House Financial Services Committee’s Task Force to Investigate Terrorism Financing (Task Force) held several hearings on global terrorism and terrorist financing to examine the suitability of the U.S. legal and regulatory framework to choke off terrorist financing. This year, Congress is expected to hold several new hearings, including close examination of the legal and regulatory landscape for beneficial ownership, trade-based money laundering and the challenges of information sharing between financial institutions or with the government, as well as information at the domestic versus international level. Read more about this in the recent FIS™ Regulatory Intelligence Briefing on terrorist financing and money laundering risk assessments.

 

TILA-RESPA Integrated Disclosure / Know Before You Owe

Increase Your TRID/KBYO Understanding with this Comprehensive Guide

On October 3, 2015, the financial services industry felt the biggest change to residential mortgage lending that has ever occurred. Months later, financial institutions are still experiencing challenges navigating through these changes. Download our 160-page TRID/KBYO compliance guide to get the comprehensive compliance information you need to know.

 

Meet Some of Our Experts

FIS takes a consultative approach to our engagements – helping financial institutions understand their entire risk picture, not just a piece of it. Our consultants can help you develop a proactive, compliance strategy that helps eliminate the element of surprise at regulatory review and exam time, and reduce costly penalties and reputational risks. We offer regulatory compliance consulting, managed services and innovative tools to support your institution through the successful implementation of compliance programs and other regulatory requirements.

Pamela C. Buckley, CRCM
Managing Director, RISC Solutions

Pam is a Certified Regulatory Compliance Manager (CRCM) who brings over 25 years of regulatory compliance experience to FIS RISC Solutions. Pam’s areas of expertise include compliance program administration and training, CRA, ECOA, Fair Housing, HMDA, UDAAP, lending, deposit and social media compliance. Pam leads a team of compliance professionals who partner with financial institutions of all sizes to deliver expert regulatory compliance consulting, training, audit, monitoring, and risk assessment services.

Eric Holmquist
Director, RISC Solutions

Eric brings 30 years of financial services experience to FIS. He has designed and implemented enterprise risk management and information security programs for a myriad of institutions. Eric has authored Right-Sizing ORM: Scaling Operational Risk Management for the Small to Mid-sized Market, and is a contributing author to Operational Risk 2.0 and The Advanced Measurement Approach to Operational Risk. He also is a member of the RMA Journalist Advisory Board, and is a regularly requested speaker at industry events.

Marianne Byrne, Esq.
Director, RISC Solutions

s a Massachusetts attorney with more than 25 years of experience in risk management and regulatory compliance, Marianne brings a wealth of knowledge in lending, operations, risk management and process improvement. She has served as Compliance Officer, Bank Secrecy Officer, and Internal Auditor at financial institutions. Since 2013, she has been a trainer for the CFPB field examiners. Marianne is a frequent speaker for regulatory compliance conferences, seminars and webinars.

Kenneth Proctor
Managing Director, RISC Solutions

Ken brings more than 40 years of banking and consulting know-how to his FIS clients. He develops and implements enterprise risk management programs, aids in regulatory enforcement action compliance, performs process improvement reviews, and structures business continuity plans for a variety of financial institutions. Ken is currently a faculty member of the Southwestern Graduate School of Banking, and for ten years served as a risk management instructor for Louisiana State University’s Graduate School of Banking program.

Risk, Information Security and Compliance Solutions

On the Cutting Edge of Regulatory Changes

With our full suite of innovative financial services products and more than 200 expert consultants, FIS™ Risk, Information Security and Compliance (RISC) Solutions provides comprehensive governance, risk and compliance management solutions to support and strengthen your business. Practice areas include: regulatory compliance consulting and program development, online and instructor-led training, risk assessment, internal audit, remediation, system and model validation, mortgage quality control, financial crime management, cybersecurity, and more.

For more information, please contact us at moreinfo@fisglobal.com or call 800.822.6758.

Videos
Watch the videos below to learn more about how FIS risk and compliance solutions can benefit your institution.

                    

Webinars
Please register for an upcoming webinar or listen to a webinar replay below.

          

Defend Against a Wide Variety of Threats

With fraud and AML schemes on the rise, it is time for financial institutions to reassess their current financial crime management strategies and solutions. With FIS, you can maximize the effectiveness of your financial crime management strategy. FIS provides market-leading fraud detection and compliance solutions that lower false positives and improve operational efficiencies.

A Trusted Fraud Solution

Within a single tool, FIS™ Memento offers a cross-channel view for detecting anomalous behavior and suspicious activity, whether that is perpetrated within or outside of your organization.

The FIS Memento Fraud Management Suite provides:

  • Proven detection – Every day our solutions monitor and protect billions of transactions through mission-critical payment systems
  • Cross-channel visibility – Detect fraud across channels and products using a single platform
  • Core capabilities – Adaptive analytics, alert and case management, and deep forensic investigation
  • Real-time detection – Automated transaction interdiction for ACH and wire transactions

A Proven Solution to Help You Stay Compliant

The FIS™ Prime® Compliance Suite delivers integrated technology that facilitates compliance with the Bank Secrecy and U.S. Patriot Acts and OFAC requirements.

The FIS Prime Compliance Suite provides:

  • A proven, market-leading solution to help you comply with AML/BSA regulations and sanction programs
  • Reduced implementation costs with comprehensive monitoring through core-system integration and data management
  • Improved operational efficiency using a compliance-focused case-management system
  • Reduced employment costs using a scalable, secure and reliable outsourced ASP deployment option
  • Ability to implement flexible on-site deployment and application configuration options
Is your institution properly prepared for financial crime? Take our survey, or contact us by calling 800.822.6758 or e-mailing moreinfo@fisglobal.com.